Grant Johnstone serves as the Chief Compliance Officer and Chief Legal Officer for DPL. Johnstone worked as a Registered Representative and an Investment Advisor Representative for some of the top names in the industry before founding his own registered investment advisor (RIA) firm and FINRA member broker-dealer. Having built an RIA firm and a broker-dealer from the ground up, Johnstone has a practical first-hand appreciation for the compliance and legal challenges of advisors, their firms, and the financial services industry.
Attorney At Law · Certified Financial Planner · Series 24 & 51 Principal · Series 63 & 65 Investment Advisor · Series 7 Registered Representative · 20+ year continuous Texas Life Agent
Grant has a passion for playing pinball, cooking wood fired pizza, and maintaining his family farm in East Texas that was founded by his great-grandfather in 1893.